Giffen & Kaminski, Securities Litigation

Securities Litigation

Securities Litigation

Giffen & Kaminski handles disputes involving the interests of broker-dealers and financial services institutions and their customers. We litigate claims including fraud, negligence, breach of fiduciary duty, failure to supervise, unsuitability, churning, compliance issues, and unauthorized trading.

In addition, Giffen & Kaminski represents brokerage firms and broker-dealers in cases involving employment issues such as wrongful termination, defamation, discrimination, trade secret violations, and breach of employment agreements, including noncompetition agreements. These securities issues are litigated in federal and state courts and in arbitrations before FINRA.

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